TRID Compliance Check — Loan Estimate to Closing Disclosure Reconciliation

Reconcile a residential mortgage closing package for TRID compliance - every fee checked against its good-faith tolerance bucket, the LE and CD timing windows tested, APR accuracy screened, and any borrower cure computed, each value cited to 12 CFR 1026.19.

Banking / LendingMortgage / TPR

Full-scope TRID data capture and LE-to-CD tolerance reconciliation with cited evidence on every closing, as a drop-in replacement for offshore first-pass document review

per loan file

What it extracts

14 extraction fields

Loan and File Summary
The identifying spine of the file - file and loan numbers, purpose, product, type, term, amount, property, and the lender and settlement agent - so a reviewer can orient before the compliance analysis (12 CFR 1026.37 / 1026.38).
Disclosure Inventory and Timing
The inventory of every LE, revised LE, and CD in the file with the governing dates, and the two core TRID timing tests - LE within three business days of application (1026.19(e)(1)(iii)) and CD received at least three business days before consummation (1026.19(f)(1)(ii)).
Loan Terms
The Closing Disclosure Loan Terms table - loan amount, interest rate, monthly principal and interest, prepayment penalty, and balloon payment - with the 'can this increase after closing?' answers (1026.38(b)).
Projected Payments
The Projected Payments schedule - one row per payment period with principal and interest, mortgage insurance, estimated escrow, and the estimated total monthly payment (1026.38(c)).
Loan Disclosures
The CD page-4 loan disclosures - assumption, demand feature, late payment, negative amortization, partial payments, security interest, and the escrow account (1026.38(l)).
Loan Calculations
The CD Loan Calculations values - Total of Payments, Finance Charge, Amount Financed, APR, and Total Interest Percentage - that feed the APR and finance-charge accuracy check (1026.38(o)).
Itemized Closing Costs
Every closing-cost line item from the CD Closing Cost Details (sections A-C and E-H), one row per fee with the paid-by breakdown, consolidating the separate section tables into one clean fee ledger (1026.38(f)-(h)).
Fee Tolerance Reconciliation
The core TRID test - each fee reconciled LE-to-CD and classified into its good-faith tolerance bucket (zero, 10% cumulative, or no tolerance), with the baseline used, the variance, and whether it is within tolerance; the 10% bucket is tested in the aggregate (1026.19(e)(3)).
Cash to Close Reconciliation
The Calculating Cash to Close table reconciled LE-to-Final line by line, confirming the on-form 'Did this change?' explanation is present wherever a line changed (1026.38(i)).
APR and Finance Charge Accuracy
The APR and finance-charge accuracy screen - disclosed values, whether the transaction is regular or irregular, the applicable APR tolerance (0.125 or 0.25 percentage point), and a plausibility assessment flagging any APR that needs full recalculation (1026.22).
Tolerance Cure Assessment
For each charge over its tolerance, the cure the creditor owes the borrower - the overage as the cure amount for zero-tolerance fees, the amount over 110% for the 10% bucket - and the 60-calendar-day corrected-CD and refund deadline (1026.19(f)(2)(v)).
Contact Information
The CD page-5 contact table - one row per party (lender, brokers, settlement agent) with the name, address, NMLS or state license ID, contact person, email, and phone (1026.38(r)).
Compliance Determination
The single overall disposition for the file - compliant, a tolerance-cure violation, a timing violation, an APR / finance-charge violation, multiple violations, or incomplete - weighing the timing, tolerance, APR, and cure results.
Compliance Exceptions Log
The exception log - one row per tolerance overage, timing miss, APR concern, or disclosure gap, each with the cited rule, a severity, the detail, and a concrete corrective action for the reviewer.

Where it fits

Mortgage closing / post-closing TRID compliance review

Upstream

Loan closing - the executed closing package (Loan Estimate, any revised LE, Closing Disclosure, and supporting closing documents) arriving from the settlement agent, the loan origination system, or a due-diligence intake queue

This step

TRID compliance check - LE-to-CD fee reconciliation, tolerance-bucket testing, disclosure-timing verification, APR and finance-charge accuracy, and cure calculation

Downstream

  • Post-closing QC exception clearing and cure / refund processing
  • Loan due-diligence grading and investor delivery
  • Regulatory exam and audit reporting

What it needs

Documents

  • Loan Estimate (LE)
  • Revised Loan Estimate(s)
  • Closing Disclosure (CD)
  • Corrected Closing Disclosure(s)
  • Closing package / settlement statement
  • Changed-circumstance documentation

Systems

  • Loan origination system (LOS)
  • Document repository / imaging system
  • Due-diligence or QC platform

Prerequisites

  • Both the Loan Estimate (most recent, including any revised LE) and the Closing Disclosure for the same loan in the file
  • Any changed-circumstance documentation that reset a tolerance baseline
  • Your institution's TRID tolerance policy and provider list for edge-case classification

What it produces

A per-loan TRID compliance record - the LE and CD field sets, a fee-by-fee tolerance reconciliation with bucket assignment, the disclosure-timing assessment, APR and finance-charge accuracy, any cure amount owed to the borrower with its 60-day deadline, an overall compliance determination, and a cited exceptions log

Delivered to

  • Post-closing QC exception queue
  • Cure / refund processing
  • Due-diligence grading dataset
  • Audit / exam evidence file

Review model

A compliance or post-closing QC reviewer confirms the flagged tolerance overages, timing exceptions, and cited findings before a cure is issued or the file is cleared for delivery.

Who uses it

Mortgage Compliance AnalystPost-Closing QC ReviewerLoan Due-Diligence AnalystClosing / Funding SpecialistCompliance Officer

Volume fit

Works best for

lenders, servicers, and due-diligence firms reviewing hundreds or thousands of closings a month who need consistent, cited TRID data capture instead of offshore first-pass review

Too small for

a one-off single-file review with no repeatable closing volume

Grounded in

  • TILA-RESPA Integrated Disclosure rule / Regulation Z, 12 CFR 1026.19(e) and (f)verified as of 2026-07-22
  • 12 CFR 1026.19(e)(3) (Good-faith tolerance categories: zero, 10% cumulative, no tolerance)verified as of 2026-07-22
  • 12 CFR 1026.19(e)(1)(iii), 1026.19(f)(1)(ii), and 1026.19(e)(4) (Disclosure timing and revised-disclosure windows)verified as of 2026-07-22
  • 12 CFR 1026.19(f)(2)(v) (Cure - refund and corrected Closing Disclosure within 60 days)verified as of 2026-07-22
  • 12 CFR 1026.37 (Loan Estimate content) and 12 CFR 1026.38 (Closing Disclosure content)verified as of 2026-07-22
  • 12 CFR 1026.22 (Annual percentage rate accuracy tolerances)verified as of 2026-07-22

Changelog

  • July 2026

based on a production deployment at a residential-mortgage operations provider

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